In order to further do a good job in 2023 securities and futures regulatory rules and other legislative work, improve the securities and futures regulatory law implementation standard system, strengthen the market basic system construction, and promote the long-term stable and healthy development of the capital market in accordance with the law, the CSRC recently formulated the 2023 annual legislative work plan, and made an overall deployment of the legislative work throughout the year.

First, regulate the behavior of market entities and maintain the steady and healthy development of the capital market. Among them, "strive to introduce key projects within the year" 5, including: formulate the "Securities company business qualification Management Measures", "securities fund investment consulting business management Measures", "Listed company independent director management measures"; The Measures for the Administration of Pilot Stock Option Trading and the Measures for the Administration of Information Technology for Securities Fund Operating Institutions were revised. 5 projects that need to be studied and introduced at an appropriate time, including: formulating the Interim Measures for the Supervision and Administration of Information Technology System Services in the Securities and Futures Industry and the Measures for the Administration of Delisting of Listed Companies; Revised the Interim Measures for the Supervision and Administration of Private Investment Funds, the Measures for the Administration of Information Disclosure of Listed Companies and the Measures for the Administration of Equity Incentives of Listed Companies.

The second is to implement the relevant requirements of the "Futures and Derivatives Law" and do a good job of connecting the legal system, including "strive to introduce key projects within the year" 3, that is, revise the "Management Measures for Futures Practitioners", "Supervision and management Measures for Futures companies" and "Management Measures for futures exchanges".

In addition to the above regulation projects, in 2023, the CSRC will also cooperate with relevant departments of The State Council to formulate and revise administrative regulations such as the Regulations on the Supervision and Administration of Listed Companies and the Regulations on the Supervision and Administration of Securities Companies, and actively promote the legislative work of the Regulations on the Administration of Real Estate Investment Trust Funds; Cooperate with relevant judicial organs to formulate and revise relevant judicial interpretations in the field of securities and futures.

Responsible Editor: Yuan Jiansong