HUA TAI

Huatai Securities Co., Ltd. ("Huatai Securities" or "Company") is a leading technology driven comprehensive securities group. Since its establishment in 1991, Huatai Securities has actively seized the historical opportunity of China's capital market reform and opening up. It is the first in the industry to use financial technology to assist in transformation, and provides professional and diverse securities and financial services to individual and institutional clients with a full business chain service system. Its comprehensive strength and brand influence rank first in the domestic securities industry, entering a new stage of international development.

On February 26, 2010, the company's A-share (601688: CH) was listed and traded on the Shanghai Stock Exchange. On June 1, 2015, the company's H-shares (6886: HK) were listed and traded on the Hong Kong Stock Exchange. On June 17, 2019, the company's Global Depositary Receipt (HTSC: LI) was successfully listed and traded on the London Stock Exchange, becoming the first Chinese company to register on the London Stock Exchange under the Shanghai London Stock Connect business mechanism. Since then, the company has also become a Chinese financial institution listed in Shanghai, Hong Kong, and London.

Relying on a highly collaborative business model, advanced digital platforms, and extensive and close customer resources, the company's wealth management business, institutional service business, investment management business, and international business have developed in all aspects, striving to create differentiated core advantages for the future, and ranking at the forefront of the industry in terms of competitiveness. Since 2014, the trading volume of the company's stock fund has remained the top in the industry (according to data from the Shanghai and Shenzhen Stock Exchanges); The monthly active users of the company's mobile wealth management app "Shengle Wealth Tong" have long ranked first in the industry, exceeding 10 million in July 2020 (according to Analysys data), with a cumulative download volume of over 58 million as of the end of 2020; Equity underwriting, bond underwriting, and mergers and acquisitions are among the top businesses in the industry.

The company has wholly-owned subsidiaries Huatai Securities (Shanghai) Asset Management Co., Ltd., Huatai International Financial Holdings Co., Ltd., Huatai Zijin Investment Co., Ltd., and Huatai Innovation Investment Co., Ltd; Holding subsidiaries Huatai United Securities Co., Ltd., Huatai Futures Co., Ltd., and Jiangsu Equity Trading Center Co., Ltd; Participating in Southern Fund Management Co., Ltd., Huatai Bairui Fund Management Co., Ltd., Jiangsu Bank Co., Ltd., etc. In 2016, the company acquired AssetMark, the third largest company in the TAMP (Unified Asset Management Platform) industry in the United States, completing its first overseas strategic acquisition. In July 2019, AssetMark was listed and traded on the New York Stock Exchange.

Adhering to the core values of "efficiency, integrity, stability, and innovation", Huatai Securities will comprehensively implement the "dual wheel drive" development strategy of wealth management and institutional services under digital empowerment, committed to becoming a first-class investment bank with both local advantages and global influence.