MONEY PARTNERS

We view the company as an autonomous and social public institution, and strive to maximize its value while achieving accountability to stakeholders and corporate social responsibility, which is the purpose of corporate governance.

Recognizing that ensuring the sustainable development of the company is crucial for achieving this goal, we will strive to strengthen our legal compliance system, internal control, and internal control system.

1. Strive to protect customers

We will provide appropriate invitations and explanations based on the client's knowledge, experience, property status, and investment objectives, and sincerely respond to client inquiries and complaints. In addition, we will prevent customer information leakage, loss or damage, and thoroughly manage customer assets separately. Especially in terms of regulations prohibiting uninvited recruitment and advertising, we will clarify our position on customer protection and comply with this law.

We will work harder than ever to build an appropriate business system to emphasize customer protection.

2. Establish an appropriate business management (governance) system

We will strictly comply with laws and regulations and risk management, and in order to maintain and improve the appropriateness of operations and financial stability, we will enhance the legal and compliance awareness of senior executives. Strengthen our business management system by encouraging the activation of organizational components, such as the management inspection functions of the board of directors and each organization, inter departmental inspections, and the appropriate exercise of internal audit functions.

3. Strengthen the risk management system and maintain the soundness of the company

We have positioned risk management as an important management topic and formulated "risk management rules" to appropriately manage various risks based on their characteristics, clarify the organization and composition, and establish departments. Responsible for managing each risk category and strengthening risk management. In addition, we will strengthen the internal audit department to ensure the normal operation of risk management functions.

4. Ensure the appropriateness of the system management system

Our main business is to use computer systems for foreign exchange margin trading, but in order to prevent system failures that may affect customer transactions and business operations, we will strive to further strengthen the system management system and ensure its suitability. In addition, while preparing for the situation by developing contingency plans for foreseeable system failures, we will strive to prevent recurrence by establishing a system that can still perform cause analysis and immediate improvement even after the incident.